Three Arrows Capital Said to Face Probes by US SEC, CFTC Over Investor Conduct Violations

Three Arrows Capital Said to Face Probes by US SEC, CFTC Over Investor Conduct Violations

Three Arrows Capital (3AC) is facing a probe by two US authorities in the wake of the firm’s bankruptcy. A recent report reveals that the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) are looking into potential investor conduct violations by Three Arrows. The regulators are explicitly…